Our Services
There are often several regulatory agencies involved in a de novo bank initiative. These can include state banking regulators, the OCC, the FDIC, the SEC, and others. Each will have their own set of priorities and hot buttons. Navigating this maze can be a challenge. This is were we help out.
- Regulatory Agency Liaison
- Responses and Issue Management
- ABA Number application and setup
- Secondary Regulatory Agency Applications (e.g. Federal Reserve Bank)
- Introductory Meeting
- Requirements Fulfillment
- Application Process
- Responses and Iterations
Milestone: Permission to Organize Received
